Stock Broker Business & Administration Technicians

The theory of finance that attempts to either maximise the profit of an investment equivalent to the risk taken or to reduce the risk for the expected profit of an …

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1 book

Mathematical Portfolio Theory and Analysis

Siddhartha Pratim Chakra…

2023

Preview

The market in which shares of publicly held companies are issued and traded.

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How the Stock Market Works

Michael Becket

2025

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Beginner Guide to the Stock Market

Jamie Thomson

2020

The financial instruments traded in financial markets representing both the right of property over the owner and at the same time, the obligation of payment over the issuer. The aim …

The rules of applying mathematical and statistical techniques to determine potential or existing risks in various industries, such as finance or insurance.

Economic principles and practices, financial and commodity markets, banking and the analysis of financial data.

The financial infrastructure which permits trading securities offered by companies and individuals govern by regulatory financial frameworks.

The different types of instruments that apply to the management of cash flow that are available on the market, such as shares, bonds, options or funds.

Consult, advise, and propose solutions with regards to financial management such as acquiring new assets, incurring in investments, and tax efficiency methods.

Identify and analyse risks that could impact an organisation or individual financially, such as credit and market risks, and propose solutions to cover against those risks.

Monitor and forecast the tendencies of a financial market to move in a particular direction over time.

Explain technical details to non-technical customers, stakeholders, or any other interested parties in a clear and concise manner.

Identify, evaluate and determine the actual and potential risks of your clients' assets, considering confidentiality standards.

Gather and analyse economic data in order to predict economic trends and events.

Administer currencies, financial exchange activities, deposits as well as company and voucher payments. Prepare and manage guest accounts and take payments by cash, credit card and debit card.

Protect the interests and needs of a client by taking necessary actions, and researching all possibilities, to ensure that the client obtains their favoured outcome.

Meet with clients to review or update an investment portfolio and provide financial advice on investments.

Buy or sell tradable financial products such as equity and debt securities on your own account or on behalf of a private customer, corporate customer or credit institution.

The broad and continuously growing banking activities and financial products managed by banks ranging from personal banking, corporate banking, investment banking, private banking, up to insurance, foreign exchange trading, commodity …

Recommended Books

1 book

Banks, Exchanges, and Regulators

Ranald C. Michie

2020

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The documentation and processing of data regarding financial activities.

Recommended Books

2 books

Practical Bookkeeping

James B. Griffith

2023

Practical Bookkeeping

James B. Griffith

2023

Financial rules and procedures applicable to a certain location, whose regulatory bodies decide on its jurisdiction

The principles, legal actions and strategies of a holding company such as influencing the management of a firm through the acquirement of outstanding stock and other means, more specifically by …

The study of statistical theory, methods and practices such as collection, organisation, analysis, interpretation and presentation of data. It deals with all aspects of data including the planning of data …

Tax legislation applicable to a specific area of specialisation, such as import tax, government tax, etc.

Establish a positive, long-term relationship between organisations and interested third parties such as suppliers, distributors, shareholders and other stakeholders in order to inform them of the organisation and its objectives.

Communicate with professionals in the field of banking in order to obtain information on a specific financial case or project for personal or business purposes, or on behalf of a …

Respond to and communicate with customers in the most efficient and appropriate manner to enable them to access the desired products or services, or any other help they may require.

Finalise project accounting. Prepare an actual budget, compare the discrepancy between the planned and actual budget, and draw final conclusions.

Investigate and look for information on the creditworthiness of companies and corporations, provided by credit rating agencies in order to determine the likelihood of default by the debtor.

Collate all the financial transactions done in the daily operations of a business and record them in their respective accounts.

Predict and manage financial risks, and identify procedures to avoid or minimise their impact.

Gather information on securities, market conditions, governmental regulations and the financial situation, goals and needs of clients or companies.

Work with financial instruments such as stocks, bonds, mutual funds and derivatives.

Analyse, calculate and appraise the value of the stock of a company. Use mathematic and logarithm in order to determine the value in consideration of different variables.

Give the customer or client information about financial products, the financial market, insurances, loans or other types of financial data.

Provide colleagues, clients or other parties with financial support for complex files or calculations.

Observe, track and analyse financial transactions made in companies or in banks. Determine the validity of the transaction and check for suspicious or high-risk transactions in order to avoid mismanagement.